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SEC

U.S. Securities and Exchange Commission actions and filings.

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Regulation & policy

SEC Proposes Broad Update to Decades-Old Transfer Agent Rules With Blockchain Nod

According to media reporting by Cointelegraph that is not officially confirmed, the United States Securities and Exchange Commission has proposed modernizing transfer agent regulations to encompass distributed ledger technology, tokenized securities, and digital recordkeeping frameworks.

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Digital graphical representation of the United States regulatory building with abstract blockchain network nodes overlaying financial charts.Cointelegraph
CVSECRegulation & policy

SEC Proposes Broad Update to Decades-Old Transfer Agent Rules With Blockchain Nod

According to media reporting by Cointelegraph that is not officially confirmed, the United States Securities and Exchange Commission has proposed modernizing transfer agent regulations to encompass distributed ledger technology, tokenized securities, and digital recordkeeping frameworks.

SEC
Rating impactNo score change
122
Tokenized equities platform growth and risk intelligence reportCrypto Briefing
CVxStocksRegulation & policy

XStocks market cap grows 1,108% to $685M over past year

Crypto Briefing reported that xStocks achieved significant expansion over the past year, though these figures are not officially confirmed.

SEC
Rating impactNo score change
123
Digital representation of SEC regulatory filing and blockchain transfer recordsCrypto Briefing
CVSecurities and Exchange CommissionRegulation & policy

SEC Proposes First Major Transfer Agent Overhaul in Decades, Opening Door to Tokenized Securities

According to Crypto Briefing, the United States Securities and Exchange Commission has proposed a comprehensive modernization of transfer agent rules, specifically requesting public feedback on integrating distributed ledger technology and digital assets into traditional financial recordkeeping frameworks. This significant development remains not officially confirmed by every official administrative register in full detail.

SEC
Rating impactNo score change
124
Intercontinental Exchange partnership with tZERO for NYSE tokenized securities platformcrypto.news
CVIntercontinental Exchange (ICE) / tZEROCorporate & infrastructure

Intercontinental Exchange Partners with tZERO to Advance NYSE Tokenized Securities Framework

Intercontinental Exchange reportedly agreed to invest in tZERO and license blockchain patents to support an upcoming tokenized securities platform for the New York Stock Exchange, while the initiative remains subject to regulatory approvals and has not officially confirmed launch dates or operational rules.

SECExchange licensing
Rating impactNo score change
125
Abstract representation of financial regulatory compliance and crypto market oversight.crypto.news
CVThailand SECRegulation & policy

Thailand SEC Seeks Rules for Retail Crypto Derivatives Under New Proposals

Thailand's Securities and Exchange Commission published a regulatory framework on August 31 allowing retail investors to access qualifying overseas crypto derivatives, with public comments remaining open through September 30. The reported initiative has not officially confirmed specific eligible exchanges or leverage maximums, leaving final implementation schedules pending.

SEC
Rating impactNo score change
126
Abstract illustration of regulatory framework and crypto compliance data streamsCointelegraph
CVSecurities and Exchange Commission of ThailandRegulation & policy

Thailand SEC Proposes Framework for Retail Access to Regulated Overseas Crypto Derivatives

According to reporting by Cointelegraph, the Securities and Exchange Commission of Thailand has initiated a public consultation regarding potential rules that would permit retail market participants to engage with specific overseas cryptocurrency derivatives through authorized intermediaries, though these regulatory adjustments remain not officially confirmed.

SEC
Rating impactNo score change